Minding Your Business

Proskauer’s perspective on developments and trends in commercial litigation.

Anthony Drenzek

Anthony Drenzek

Special Regulatory Counsel

Anthony Drenzek is a special regulatory counsel in the Corporate Department and a member of the Private Investment Funds Group. His background includes more than a decade of comprehensive agency experience in the registration and regulation of securities market participants in coordination with state, federal and self-regulatory organizations nationwide.

Prior to joining Proskauer, Anthony was associate director of the Massachusetts Securities Division, with supervisory responsibility for the Division’s Registration, Inspections, Compliance and Examinations Section, which managed the regulation of broker-dealers, investment advisers and exempt reporting advisers, and which annually audited in excess of $3.2 billion in managed assets. He personally conducted or supervised more than 500 regulatory examinations of registered investment advisers and broker-dealers for compliance with state, federal and self-regulatory organization regulations.  He also authored and amended regulations and policy statements on behalf of the agency in the areas of custody of assets, discretionary authority and disclosure requirements, as well as comment letters to the staff of the U.S. Securities and Exchange Commission in connection with proposed federal rulemaking.

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President-Elect Trump Set to Make Key Appointments in SEC Shake-Up

The outcome of the presidential election, and Mary Jo White’s announcement of her intent to step down as chair of the Securities and Exchange Commission, are sure to kick off an avalanche of prognostication about her successor, the direction of the SEC, and the fate of some of the laws that govern the securities industry, … Continue Reading